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C.23 Compliance - Verification

Broker Tools - Verifications

How, Where and When did you interview the client. You need to be able to find out this information quickly and easily. The Verifications Completed section will help you document all these requirements.

Audits When you get audited, the auditor will want to see how you verified client and the best place to document what you did and how is within VowNet.


Compliance Topics
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